SEC Form 3 · accession 0001179110-19-003582
ARCH CAPITAL GROUP LTD. · ACGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Gansberg
Officer — CEO, Global Mortgage Group
Period of report
Mar 1, 2019
Accepted (ET)
Mar 8, 2019 · 11:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000947484
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $.0011 par value per share | holding | — | — | — | 116,206 | D | ||
| Common Shares, $.0011 par value per shareF1 | holding | — | — | — | 9,000 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Appreciation RightF2 | $11.3043 | holding | — | — | — | — | May 6, 2021 | Common Shares, $.0011 par value per share | 9,900 | — | D |
| Share Appreciation RightF3 | $12.86 | holding | — | — | — | — | May 9, 2022 | Common Shares, $.0011 par value per share | 9,900 | — | D |
| Share Appreciation Right | $14.2167 | holding | — | — | — | Nov 12, 2017 | Nov 12, 2022 | Common Shares, $.0011 par value per share | 18,810 | — | D |
| Share Appreciation RightF4 | $17.8433 | holding | — | — | — | — | May 9, 2023 | Common Shares, $.0011 par value per share | 7,395 | — | D |
| Share Appreciation RightF5 | $17.68 | holding | — | — | — | — | Feb 4, 2024 | Common Shares, $.0011 par value per share | 29,070 | — | D |
| Share Appreciation RightF6 | $19.09 | holding | — | — | — | — | May 13, 2024 | Common Shares, $.0011 par value per share | 10,950 | — | D |
| Stock Option (right to buy)F7 | $20.835 | holding | — | — | — | — | May 13, 2025 | Common Shares, $.0011 par value per share | 13,560 | — | D |
| Stock Option (right to buy)F8 | $23.90 | holding | — | — | — | — | May 13, 2026 | Common Shares, $.0011 par value per share | 10,770 | — | D |
| Stock Option (right to buy)F9 | $32.0867 | holding | — | — | — | — | May 8, 2027 | Common Shares, $.0011 par value per share | 15,090 | — | D |
| Stock Option (right to buy)F10 | $26.55 | holding | — | — | — | — | May 11, 2028 | Common Shares, $.0011 par value per share | 15,822 | — | D |
| Stock Option (right to buy)F11 | $32.67 | holding | — | — | — | — | Feb 28, 2029 | Common Shares, $.0011 par value per share | 15,929 | — | D |
Explanation of responses
- F1The reporting person owns such common shares indirectly with his spouse.
- F10The Stock Option is exercisable in three equal annual installments, with the first installment becoming exercisable on May 11, 2019, and the next two installments on May 11, 2020 and May 11, 2021, subject to the applicable award agreement.
- F11The stock option becomes exercisable in three equal annual installments commencing February 28, 2020, and the next two installments on February 28, 2021 and February 28, 2022, subject to the applicable award agreement.
- F2The Share Appreciation Right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 6, 2012 and the next two installments on May 6, 2013 and May 6, 2014, subject to the applicable award agreement.
- F3The Share Appreciation Right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 9, 2013 and the next two installments on May 9, 2014 and May 9, 2015 subject to the applicable award agreement.
- F4The Share Appreciation Right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 9, 2014 and the next two installments on May 9, 2015 and May 9, 2016 subject to the applicable award agreement.
- F5The Share Appreciation Right became exercisable in three equal annual installments, with the first installment becoming exercisable on February 4, 2015 and the next two installments on February 4, 2016 and February 4, 2017, subject to the applicable award agreement.
- F6The Share Appreciation Right became exercisable in three equal annual installments, with the first installment becoming exercisable on May 13, 2015 and the next two installments on May 13, 2016 and May 13, 2017 subject to the applicable award agreement.
- F7The Stock Option is exercisable in three equal annual installments, with the first installment becoming exercisable on May 13, 2016 and the next two installments on May 13, 2017 and May 13, 2018, subject to the applicable award agreement.
- F8The Stock Option is exercisable in three equal annual installments, with the first installment becoming exercisable on May 13, 2017 and the next two installments on May 13, 2018 and May 13, 2019, subject to the applicable award agreement.
- F9The Stock Option is exercisable in three equal annual installments, with the first installment becoming exercisable on May 8, 2018 and the next two installments on May 8, 2019 and May 8, 2020, subject to the applicable award agreement.