SEC Form 4 · accession 0001179110-18-009913
ARCH CAPITAL GROUP LTD. · ACGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francois Morin
Officer — EVP and CFO
Period of report
Jul 24, 2018
Accepted (ET)
Jul 26, 2018 · 2:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000947484
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $.0011 par value per shareF2,F1 | Jul 24, 2018 | A | 6,179 | — | A | 32,885 | D | |
| Common Shares, $.0011 par value per shareF1 | holding | — | — | — | 79,491 | I | Owned with spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $29.13 | Jul 24, 2018 | A | 27,534 | A | — | Jul 24, 2028 | Common Shares, $.0011 par value per share | 27,534 | 27,534 | D |
Explanation of responses
- F1The amount of common shares includes common shares acquired in connection with a 3-for-1 share split effectuated by Arch Capital Group Ltd. on June 21, 2018.
- F2Represents restricted shares that vest in three equal annual installments, commencing July 24, 2019, and the next two installments on July 24, 2020 and July 24, 2021, subject to the applicable award agreement.
- F3The stock option becomes exercisable in three equal annual installments commencing July 24, 2019, and the next two installments on July 24, 2020 and July 24, 2021, subject to the applicable award agreement.