SEC Form 4 · accession 0001179110-18-006793
ARCH CAPITAL GROUP LTD. · ACGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Preston Hutchings
Officer — SVP & Chief Investment Officer
Period of report
May 11, 2018
Accepted (ET)
May 15, 2018 · 10:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000947484
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $.0033 par value per share | May 10, 2018 | G | 2,181 | $0.00 | D | 21,130 | D | |
| Common Shares, $.0033 par value per shareF1 | May 10, 2018 | G | 2,181 | $0.00 | A | 207,915 | I | By Company |
| Common Shares, $.0033 par value per shareF3 | May 11, 2018 | A | 2,665 | — | A | 23,795 | D | |
| Common Shares, $.0033 par value per share | May 14, 2018 | G | 5,505 | $0.00 | D | 18,290 | D | |
| Common Shares, $.0033 par value per shareF1 | May 14, 2018 | G | 5,505 | $0.00 | A | 213,420 | I | By Company |
| Common Shares, $.0033 par value per share | holding | — | — | — | 200 | I | By children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $79.65 | May 11, 2018 | A | 11,895 | A | — | May 11, 2028 | Common Shares, $.0033 par value per share | 11,895 | 11,895 | D |
Explanation of responses
- F1The shares are held by a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children.
- F2On May 10, 2018 and May 14, 2018, the reporting person contributed 2,181 common shares and 5,505 common shares, respectively, to a company which is owned by a family trust; beneficiaries of the family trust are the reporting person, his spouse and their children.
- F3Represents restricted shares that vest in three equal annual installments, commencing May 11, 2019, and the next two installments on May 11, 2020 and May 11, 2021, subject to the applicable award agreement.
- F4The stock option becomes exercisable in three equal annual installments commencing May 11, 2019, and the next two installments on May 11, 2020 and May 11, 2021, subject to the applicable award agreement.