SEC Form 4 · accession 0001179110-17-014498
ARCH CAPITAL GROUP LTD. · ACGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicolas Papadopoulo
Other
Period of report
Nov 21, 2017
Accepted (ET)
Nov 22, 2017 · 1:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000947484
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $.0033 par value per share | Nov 21, 2017 | M | 22,410 | $42.65 | A | 222,192 | D | |
| Common Shares, $.0033 par value per share | Nov 21, 2017 | M | 5,800 | $57.08 | A | 227,992 | D | |
| Common Shares, $.0033 par value per share | Nov 21, 2017 | M | 6,149 | $62.505 | A | 234,141 | D | |
| Common Shares, $.0033 par value per share | Nov 21, 2017 | F | 17,227 | $97.01 | D | 216,914 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Appreciation Right | $42.65 | Nov 21, 2017 | M | 22,410 | D | Nov 12, 2017 | Nov 12, 2022 | Common Shares, $.0033 par value per share | 22,410 | 0 | D |
| Share Appreciation RightF1 | $57.08 | Nov 21, 2017 | M | 5,800 | D | — | Nov 6, 2024 | Common Shares, $.0033 par value per share | 5,800 | 0 | D |
| Stock Option (right to buy)F2 | $62.505 | Nov 21, 2017 | M | 6,149 | D | — | May 13, 2025 | Common Shares, $.0033 par value per share | 6,149 | 3,071 | D |
Explanation of responses
- F1The share appreciation right became exercisable in three equal annual installments commencing November 6, 2015, subject to the applicable award agreement.
- F2The stock option became exercisable in three equal annual installments commencing May 13, 2016, subject to the applicable award agreement.