SEC Form 4 · accession 0001179110-17-012274
ARCH CAPITAL GROUP LTD. · ACGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Pasquesi
Director · Other
Period of report
Sep 1, 2017
Accepted (ET)
Sep 14, 2017 · 2:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000947484
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $.0033 par value per shareF3,F1 | Sep 1, 2017 | G | 31,000 | $0.00 | D | 637,781 | I | By Limited Liability Company |
| Common Shares, $.0033 par value per shareF5,F2 | Sep 1, 2017 | G | 31,000 | $0.00 | D | 46,382 | I | By Trusts |
| Common Shares, $.0033 par value per shareF4,F2 | holding | — | — | — | 77,382 | I | By Trust | |
| Common Shares, $.0033 par value per share | holding | — | — | — | 771 | D | ||
| Common Shares, $.0033 par value per shareF2 | holding | — | — | — | 509,227 | I | By Trust | |
| Common Shares, $.0033 par value per share | holding | — | — | — | 477,412 | I | By Trusts | |
| Common Shares, $.0033 par value per share | holding | — | — | — | 52,515 | I | Family limited partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The security holder is Otter Capital LLC, for which the reporting person serves as managing member. All indicated securities are included because of his affiliation with Otter Capital LLC.
- F2The common shares are held by a revocable trust. The reporting person and his spouse are the trustees and the beneficiaries.
- F3Otter Capital LLC contributed 31,000 common shares of the issuer to a revocable trust, for which the reporting person and his spouse are the trustees and the beneficiaries.
- F4Includes 31,000 common shares of the issuer that were previously reported as indirectly owned by Otter Capital LLC.
- F5Such common shares were gifted to charity; the shares were previously held by Otter Capital LLC and were contributed to the reporting person's trust. See FNs 3 and 4.