SEC Form 4 · accession 0001179110-17-012175
ARCH CAPITAL GROUP LTD. · ACGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicolas Papadopoulo
Other
Period of report
Sep 7, 2017
Accepted (ET)
Sep 11, 2017 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000947484
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $.0033 par value per shareF9 | Sep 7, 2017 | M | 17,250 | $19.293 | A | 262,462 | D | |
| Common Shares, $.0033 par value per share | Sep 7, 2017 | M | 17,250 | $25.01 | A | 279,712 | D | |
| Common Shares, $.0033 par value per share | Sep 7, 2017 | M | 14,700 | $33.913 | A | 294,412 | D | |
| Common Shares, $.0033 par value per share | Sep 7, 2017 | M | 15,250 | $38.58 | A | 309,662 | D | |
| Common Shares, $.0033 par value per share | Sep 7, 2017 | M | 10,770 | $53.53 | A | 320,432 | D | |
| Common Shares, $.0033 par value per share | Sep 7, 2017 | M | 9,000 | $57.27 | A | 329,432 | D | |
| Common Shares, $.0033 par value per share | Sep 7, 2017 | M | 11,617 | $57.08 | A | 341,049 | D | |
| Common Shares, $.0033 par value per share | Sep 7, 2017 | F | 39,402 | $91.53 | D | 301,647 | D | |
| Common Shares, $.0033 par value per shareF8 | Sep 8, 2017 | S | 80,694 | $93.8012 | D | 220,953 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Appreciation RightF1 | $19.293 | Sep 7, 2017 | M | 17,250 | D | — | May 6, 2019 | Common Shares, $.0033 par value per share | 17,250 | 0 | D |
| Share Appreciation RightF2 | $25.01 | Sep 7, 2017 | M | 17,250 | D | — | May 5, 2020 | Common Shares, $.0033 par value per share | 17,250 | 0 | D |
| Share Appreciation RightF3 | $33.913 | Sep 7, 2017 | M | 14,700 | D | — | May 6, 2021 | Common Shares, $.0033 par value per share | 14,700 | 0 | D |
| Share Appreciation RightF4 | $38.58 | Sep 7, 2017 | M | 15,250 | D | — | May 9, 2022 | Common Shares, $.0033 par value per share | 15,250 | 0 | D |
| Share Appreciation RightF5 | $53.53 | Sep 7, 2017 | M | 10,770 | D | — | May 9, 2023 | Common Shares, $.0033 par value per share | 10,770 | 0 | D |
| Share Appreciation RightF6 | $57.27 | Sep 7, 2017 | M | 9,000 | D | — | May 13, 2024 | Common Shares, $.0033 par value per share | 9,000 | 0 | D |
| Share Appreciation RightF7 | $57.08 | Sep 7, 2017 | M | 11,617 | D | — | Nov 6, 2024 | Common Shares, $.0033 par value per share | 11,617 | 5,800 | D |
Explanation of responses
- F1The share appreciation right became exercisable in three equal annual installments commencing May 6, 2010, subject to the applicable award agreement.
- F2The share appreciation right became exercisable in three equal annual installments commencing May 5, 2011, subject to the applicable award agreement.
- F3The share appreciation right became exercisable in three equal annual installments commencing May 6, 2012, subject to the applicable award agreement.
- F4The share appreciation right became exercisable in three equal annual installments commencing May 9, 2013, subject to the applicable award agreement.
- F5The share appreciation right became exercisable in three equal annual installments commencing May 9, 2014, subject to the applicable award agreement
- F6The share appreciation right became exercisable in three equal annual installments commencing May 13, 2015, subject to the applicable award agreement
- F7The share appreciation right became exercisable in three equal annual installments commencing November 6, 2015, subject to the applicable award agreement
- F8Represents a weighted average sale price; the sales prices range from $93.32 to $94.30. Upon request, the full information regarding the number of shares sold at each price increment will be provided to the Commission or to a security holder of the issuer.
- F9Amount includes 300 common shares acquired under the Arch Capital Group Ltd. Employee Share Purchase Plan on May 31, 2017.