SEC Form 4 · accession 0001179110-16-024154
ARCH CAPITAL GROUP LTD. · ACGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Pasquesi
Director · Other
Period of report
May 6, 2016
Accepted (ET)
May 9, 2016 · 2:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000947484
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares, $.0033 par value per shareF3,F5,F2 | May 6, 2016 | A | 1,777 | — | A | 44,030 | I | By Trust |
| Common Shares, $.0033 par value per shareF4 | May 6, 2016 | A | 1,066 | — | A | 1,066 | D | |
| Common Shares, $.0033 par value per shareF1 | holding | — | — | — | 669,381 | I | By Limited Liability Company | |
| Common Shares, $.0033 par value per shareF2 | holding | — | — | — | 509,227 | I | By Trust | |
| Common Shares, $.0033 par value per share | holding | — | — | — | 477,412 | I | By Trusts | |
| Common Shares, $.0033 par value per share | holding | — | — | — | 52,515 | I | Family limited partnership |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The security holder is Otter Capital LLC, for which the reporting person serves as managing member. All indicated securities are included because of his affiliation with Otter Capital LLC.
- F2The common shares are held by a revocable trust. The reporting person and his spouse are the trustees and the beneficiaries.
- F3Represents shares granted as part of the director-elected retainer for serving as a director of the Issuer. Upon grant, the reporting person contributed such shares to a revocable trust. The reporting person and his spouse are the trustees and the beneficiaries.
- F4Subject to the terms of the restricted share agreement, represents restricted shares that will vest on May 1, 2017.
- F5Includes 1,201 common shares of the Issuer that were previously reported as directly owned. The reporting person contributed such shares to a trust for which the reporting person and his spouse are the trustees and the beneficiaries.