SEC Form 5 · accession 0001179110-15-001068

ARCH CAPITAL GROUP LTD. · ACGL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Chairman, President & CEO · Director

Period of report

Dec 31, 2014

Accepted (ET)

Jan 20, 2015 · 5:43 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000947484

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares, $.0033 par value per share	Dec 23, 2014	G	500	$0.00	D	408,426	D
Common Shares, $.0033 par value per share	holding	—	—		—	83,333	I	By Limited Liability Company
Common Shares, $.0033 par value per share	holding	—	—		—	116,613	I	By Limited Liability Company
Common Shares, $.0033 par value per share	holding	—	—		—	11,616	I	By child
Series C Non-Cumulative Preferred Shares (non-convertible)	holding	—	—		—	6,000	D
Series C Non-Cumulative Preferred Shares (non-convertible)	holding	—	—		—	1,800	I	By spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F2,F1	$18.757	Dec 31, 2014	G	87,389	D	—	Feb 23, 2016	Common Shares, $.0033 per share	87,389	58,730	I
Stock Option (right to buy)^F2,F1	$18.757	Dec 31, 2014	G	87,389	A	—	Feb 23, 2016	Common Shares, $.0033 per share	87,389	87,389	D
Stock Option (right to buy)^F3,F1	$18.757	Dec 31, 2014	G	13,320	D	—	Feb 23, 2016	Common Shares, $.0033 per share	13,320	261,588	I
Stock Option (right to buy)^F3,F1	$18.757	Dec 31, 2014	G	13,320	A	—	Feb 23, 2016	Common Shares, $.0033 per share	13,320	129,682	D

F1The stock option became exercisable in three equal annual installments with the first installment being exercisable on February 23, 2007 and the second and third installments being exercisable on February 23, 2008 and February 23, 2009.
F2On December 31, 2014, 87,389 stock options were distributed from the 2014 GRAT. Such options were previously reported as indirectly beneficially held by the 2014 GRAT. Following such distribution, the reporting person owns 87,389 stock options directly and 58,730 stock options indirectly by the 2014 GRAT.
F3On December 31, 2014, 13,320 stock options were distributed from the 2010 GRAT. Such options were previously reported as indirectly beneficially held by the 2010 GRAT. Following such distribution, the reporting person owns 129,682 stock options directly and 261,588 stock options indirectly by the 2010 GRAT.