SEC Form 4 · accession 0000939057-18-000130
BANNER CORP · BANR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B Barton
Officer — Executive VP, Banner Bank
Period of report
Mar 26, 2018
Accepted (ET)
Mar 28, 2018 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946673
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value per shareF2 | Mar 26, 2018 | G | 3,170 | $0.00 | D | 13,055 | D | |
| Common Stock, $.01 par value per share | Mar 26, 2018 | G | 3,170 | $0.00 | A | 3,170 | I | By the Barton Family Trust |
| Common Stock, $.01 par value per shareF3,F4,F2 | Mar 27, 2018 | F | 92 | $55.54 | D | 12,963 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the transfer of 3,170 individually owned shares into a family trust.
- F2Includes direct ownership of 1,035 shares through IRA, 549 shares through 401(k) Plan and 3,170 shares through a family trust.
- F3Shares relinquished to cover tax obligations on vesting of 390 shares of restricted stock pursuant to 2014 Omnibus Incentive Plan.
- F4Market price on March 27, 2018.