SEC Form 4/A · accession 0000939057-18-000094
BANNER CORP · BANR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Lloyd W Baker
Officer — Executive Vice President
Period of report
Mar 9, 2018
Accepted (ET)
Mar 9, 2018 · 2:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946673
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value per shareF1,F2,F3 | Mar 9, 2018 | D | 1,724 | $0.00 | D | 27,109 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 9, 2018, the Reporting Person filed a Form 4 that incorrectly referenced that the shares were acquired (A) when in fact the shares were forfeited (D). This Form 4/A amends and restates the Form 4 filed on March 9, 2018 to correctly reflect this action.
- F2The amount of shares reflects the forfeiture of 1,724 shares of restricted stock based on the results of the performance-based metrics of the restricted stock during the period from January 1, 2015 to December 31, 2017.
- F3Includes direct ownership of 2,002 shares through IRA and 571 shares through Deferred Compensation Plan. Also includes indirect ownership of 121 shares through spouse's IRA.