SEC Form 4/A · accession 0001144204-19-010221
FIRST DEFIANCE FINANCIAL CORP · FDEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John R. Reisner
Officer — See Remarks
Period of report
Nov 23, 2018
Accepted (ET)
Feb 26, 2019 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Nov 23, 2018 | S | 560 | $26.92 | D | 7,749 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4/A is being filed to amend the Form 4 filed by the reporting person on November 27, 2018 (the "Original Report"), to correct an inadvertent administrative error in the number of common shares reported as beneficially owned following the reported transaction. On July 13, 2018, the issuer split its common shares 2-for-1 (the "Stock Split"). The Original Report should have reflected ownership of shares acquired pursuant to the Stock Split, as well as shares acquired under a dividend reinvestment plan and an employee stock purchase plan.
Remarks
EVP, General Counsel & Chief Risk Officer