SEC Form 4 · accession 0001144204-19-010197
FIRST DEFIANCE FINANCIAL CORP · FDEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D. Mulford
Officer — Executive Vice President
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Feb 22, 2019 | A | 2,351 | $0.00 | A | 13,033 | D | |
| Common SharesF2 | Feb 22, 2019 | F | 1,330 | $30.25 | D | 11,703 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares issued under the First Defiance Financial Corp 2018 Equity Incentive Plan. The common shares were earned in connection with the settlement of performance-based restricted stock units previously granted in 2016 pursuant to a 2016 Long-Term Incentive Award Agreement.
- F2The reported total differs from the previous Form 4 filed on October 31, 2018, due to (i) an inadvertent administrative error in the total number of common shares reported as beneficially owned following the reported transaction dated October 30, 2018, and (ii) shares acquired under an employee stock purchase plan.