SEC Form 4 · accession 0001144204-19-010189
FIRST DEFIANCE FINANCIAL CORP · FDEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon L Davis
Officer — EVP, Human Resources
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Feb 22, 2019 | A | 4,047 | $0.00 | A | 7,452 | D | |
| Common SharesF2 | Feb 22, 2019 | F | 2,149 | $30.25 | D | 5,303 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common shares issued under the First Defiance Financial Corp. 2018 Equity Incentive Plan. The common shares were earned in connection with the settlement of performance-based restricted stock units previously granted in 2016 pursuant to a 2016 Long-Term Incentive Award Agreement.
- F2On July 13, 2018, the issuer split its common shares 2-for-1 (the "Stock Split"). The ending balance differs from amounts previously reported because of common shares acquired pursuant to the Stock Split and an employee stock purchase plan.