SEC Form 4 · accession 0001144204-18-056352
FIRST DEFIANCE FINANCIAL CORP · FDEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D. Mulford
Officer — Executive Vice President
Period of report
Oct 30, 2018
Accepted (ET)
Oct 31, 2018 · 11:26 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Oct 30, 2018 | P | 125 | $27.099 | A | 10,664 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 22, 2018, FDEF declared a stock split in the form of a share distribution, payable to all holders of record of common stock on July 2, 2018, of one share for each outstanding share of common stock. As a result, included in the reporting person's total shares owned are additional shares of FDEF common stock received in the distribution.
- F2The ending balance differs from amounts previously reported because of shares acquired under an employee stock purchase plan.