SEC Form 4 · accession 0001144204-17-014320
FIRST DEFIANCE FINANCIAL CORP · FDEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Beach
Director
Period of report
Feb 24, 2017
Accepted (ET)
Mar 13, 2017 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 24, 2017 | A | 61,536 | — | A | 61,536 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to the Agreement and Plan of Merger by and between First Defiance Financial Corp. (the "Issuer") and Commercial Bancshares, Inc. ("Commercial Bancshares"), dated as of August 23, 2016 (the "Merger Agreement"), at the effective time of the merger, each share of Commercial Bancshares common stock issued and outstanding immediately prior to the effective time of the merger was converted into the right to receive, at the shareholder's election and subject to allocation as set forth in the Merger Agreement, $51.00 in cash or 1.1808 shares of Issuer common stock. As of the date of this Form 4 (the "Report"), the final merger consideration allocable to the reporting person is not available. The reporting person undertakes to amend the Report if the number of shares resulting from the final allocation calculation differs materially from the estimated number of shares of Issuer common stock reported as beneficially owned herein.