SEC Form 4 · accession 0001144204-16-138244
FIRST DEFIANCE FINANCIAL CORP · FDEF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James R. Williams III
Officer — Executive Vice President
Period of report
Dec 5, 2016
Accepted (ET)
Dec 7, 2016 · 10:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946647
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 5, 2016 | S | 500 | $46.8401 | D | 10,166 | D | |
| Common Shares | Dec 5, 2016 | S | 500 | $46.84 | D | 9,666 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The ending balance differs from amounts previously reported because of shares acquired under a dividend reinvestment plan and an employee stock purchase plan, and shares that were previously reported as being held indirectly being transferred to direct ownership.