SEC Form 4 · accession 0001613377-18-000030
AIM ImmunoTech Inc. · AIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne S Springate
Officer — Sr. VP of Operations
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 11:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946644
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to buy Common StockF1 | $0.22 | Nov 14, 2018 | A | 1,000 | A | Nov 14, 2018 | Nov 14, 2028 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1This option has been awarded by the Board of Directors.