SEC Form 4 · accession 0001450324-19-000003
AIM ImmunoTech Inc. · AIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Pascale
Officer — CFO
Period of report
Jan 28, 2019
Accepted (ET)
Jan 30, 2019 · 10:59 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946644
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to buy Common StockF1 | $0.22 | Jan 28, 2019 | A | 142,046 | A | Jan 28, 2019 | Jan 28, 2029 | Common Stock | 142,046 | 142,046 | D |
Explanation of responses
- F1This option is being issued to senior management for a voluntary 50% deferral in salary.