SEC Form 4 · accession 0001554340-16-000001
RETRACTABLE TECHNOLOGIES INC · RVP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter O Bigby Jr.
Director
Period of report
Dec 27, 2016
Accepted (ET)
Dec 28, 2016 · 11:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (non-qualified)F1 | $1.05 | Dec 27, 2016 | A | 1 | A | Dec 27, 2016 | Dec 27, 2026 | Common Stock | 50,000 | 50,000 | D |
| Option (non-qualified) | $1.46 | holding | — | — | — | May 14, 2013 | May 14, 2023 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Grant of option does not require price.