SEC Form 4 · accession 0001322051-16-000004
RETRACTABLE TECHNOLOGIES INC · RVP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marco Laterza
Director
Period of report
Dec 27, 2016
Accepted (ET)
Dec 28, 2016 · 11:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 45,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (non-qualified)F1 | $1.05 | Dec 27, 2016 | A | 1 | A | Dec 27, 2016 | Dec 27, 2026 | Common Stock | 50,000 | 50,000 | D |
| Option (non-qualified) | $0.81 | holding | — | — | — | Jul 15, 2009 | Jul 15, 2019 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Grant of option does not require price.