SEC Form 4 · accession 0001290802-16-000002

RETRACTABLE TECHNOLOGIES INC · RVP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice Pres/General Counsel

Period of report

Dec 27, 2016

Accepted (ET)

Dec 28, 2016 · 12:22 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000946563

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—		—	10,000	D
Common Stock	holding	—	—		—	1,000	I	By children

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (incentive)^F1	$1.05	Dec 27, 2016	A	1	A	Dec 27, 2017	Dec 27, 2026	Common Stock	50,000	50,000	D
Option (incentive)	$0.81	holding	—	—	—	Jul 15, 2010	Jul 15, 2019	Common Stock	123,456	123,456	D
Option (non-qualified)	$0.81	holding	—	—	—	Jul 15, 2010	Jul 15, 2019	Common Stock	29,494	29,494	D
Option (incentive)	$1.30	holding	—	—	—	Nov 18, 2009	Nov 18, 2018	Common Stock	90,909	90,909	D
Option (non-qualified)	$1.30	holding	—	—	—	Nov 18, 2009	Nov 18, 2018	Common Stock	6,141	6,141	D