SEC Form 4 · accession 0001290801-16-000002
RETRACTABLE TECHNOLOGIES INC · RVP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas Cowan
Officer — Vice President/CFO · Director
Period of report
Dec 27, 2016
Accepted (ET)
Dec 28, 2016 · 11:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946563
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (incentive)F1 | $1.05 | Dec 27, 2016 | A | 1 | A | Dec 27, 2017 | Dec 27, 2026 | Common Stock | 50,000 | 50,000 | D |
| Option (incentive) | $0.81 | holding | — | — | — | Jul 15, 2010 | Jul 15, 2019 | Common Stock | 98,000 | 98,000 | D |
| Option (incentive) | $1.30 | holding | — | — | — | Nov 18, 2009 | Nov 18, 2018 | Common Stock | 90,909 | 90,909 | D |
| Option (non-qualified) | $1.30 | holding | — | — | — | Nov 18, 2009 | Nov 18, 2018 | Common Stock | 11,091 | 11,091 | D |
Explanation of responses
- F1Grant of option does not require price.