SEC Form 4/A · accession 0001174567-19-000017
RETRACTABLE TECHNOLOGIES INC · RVP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas J Shaw
Officer — President and CEO · Director · 10% Owner
Period of report
Feb 7, 2019
Accepted (ET)
Feb 26, 2019 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 7, 2019 | P | 2,309 | $0.721 | A | 13,918,126 | D | |
| Common StockF3 | holding | — | — | — | 4,300,000 | I | Voting or Investment Control |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to report that nine (9) shares were inadvertently omitted from the original Form 4 filed on February 7, 2019 which reported a purchase of only 2,300 shares.
- F2This amendment is also being filed to correct the total number of shares owned directly by Mr. Shaw.
- F3No change is made hereby to the number of shares owned indirectly by Mr. Shaw.