SEC Form 4 · accession 0001174567-16-000002
RETRACTABLE TECHNOLOGIES INC · RVP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Shaw
Officer — President and CEO · Director · 10% Owner
Period of report
May 2, 2016
Accepted (ET)
Oct 11, 2016 · 2:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 2, 2016 | J | 30,000 | — | D | 3,770,000 | I | Voting or investment control |
| Common StockF2 | Sep 14, 2016 | G | 500,000 | — | D | 10,365,642 | D | |
| Common StockF2 | Sep 14, 2016 | G | 500,000 | — | A | 4,270,000 | I | Voting or investment control |
| Common StockF2 | Sep 14, 2016 | G | 200,000 | — | D | 10,165,642 | D | |
| Common StockF2 | Sep 14, 2016 | G | 100,000 | — | D | 10,065,642 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were released from the Voting Agreement between Mr. Shaw and his former spouse.
- F2There is no associated price.
- F3Gift to trust for benefit of immediate family for which Mr. Shaw is trustee.