SEC Form 4 · accession 0001437749-19-000098
WINDTREE THERAPEUTICS INC /DE/ · WINT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Simonson
Officer — SVP, Chief Medical Officer
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946486
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2018 | F | 7,402 | $5.00 | D | 39,835 | D | |
| Common StockF1 | holding | — | — | — | 877 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Holding amount represents issuer's matching stock contribution pursuant to 401(k) plan.