SEC Form 4 · accession 0001437749-16-040698
WINDTREE THERAPEUTICS INC /DE/ · WINT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Fraser
Officer — President and CEO · Director
Period of report
Oct 28, 2016
Accepted (ET)
Nov 1, 2016 · 8:27 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946486
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2016 | P | 7,500 | $2.0508 | A | 7,500 | D |
Table II — derivative securities
No Table II lines on this filing.