SEC Form 4 · accession 0001493152-17-006832
BALLANTYNE STRONG, INC. · BTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lewis M Johnson
Director · 10% Owner
Period of report
Jun 15, 2017
Accepted (ET)
Jun 19, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946454
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2017 | A | 4,405 | $0.00 | A | 19,090 | D | |
| Common StockF2 | holding | — | — | — | 2,324,048 | I | Fundamental Global |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock units granted pursuant to the 2017 Omnibus Equity Compensation Plan. Grant award will vest on June 15, 2017.
- F2Held by the Fundamental Global entities. Due to his positions with Fundamental Global Investors, LLC and other Fundamental Global entities, Mr. Johnson may be deemed to be a beneficial owner of Common Stock held by Fundamental Global. Mr. Johnson disclaims any beneficial ownership of the shares referenced to herein except to the extent of his pecuniary interest therein.