SEC Form 4 · accession 0001493152-17-003689
BALLANTYNE STRONG, INC. · BTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance V. Schulz
Officer — CFO
Period of report
Apr 7, 2017
Accepted (ET)
Apr 10, 2017 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946454
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $6.30 | Apr 7, 2017 | A | 40,000 | A | — | Apr 7, 2027 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/4 each year beginning on the first anniversary of the grant date.