SEC Form 4 · accession 0001493152-16-015497
BALLANTYNE STRONG, INC. · BTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ray Boegner
Officer — President-Cinema
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946454
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Nov 23, 2016 | M | 8,000 | $4.33 | A | 93,019 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $4.33 | Nov 23, 2016 | M | 8,000 | D | Nov 22, 2016 | Nov 22, 2025 | Common Stock | 8,000 | 32,000 | D |
Explanation of responses
- F18,000 of these options vested and became fully exercisable on November 22, 2016.