SEC Form 4 · accession 0001493152-16-012996
BALLANTYNE STRONG, INC. · BTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ray Boegner
Officer — President-Cinema
Period of report
Aug 30, 2016
Accepted (ET)
Aug 30, 2016 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946454
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Aug 30, 2016 | M | 5,000 | $4.70 | A | 80,019 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $4.70 | Aug 30, 2016 | M | 5,000 | D | Jan 11, 2014 | Jan 11, 2022 | Common Stock | 5,000 | 20,000 | D |
Explanation of responses
- F1These options vested and became fully exercisable on January 11, 2014.