SEC Form 4 · accession 0001493152-16-009584
BALLANTYNE STRONG, INC. · BTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathan D Legband
Officer — SVP, CFO & Treasurer
Period of report
May 9, 2016
Accepted (ET)
May 10, 2016 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946454
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2016 | P | 100 | $4.59 | A | 100 | I | By Spouse |
| Common Stock | May 9, 2016 | P | 1,500 | $4.60 | A | 1,600 | I | By Spouse |
| Common Stock | May 9, 2016 | P | 450 | $4.64 | A | 2,050 | I | By Spouse |
| Common Stock | May 10, 2016 | P | 250 | $4.555 | A | 2,300 | I | By Spouse |
| Common StockF1 | holding | — | — | — | 23,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 15,000 Restricted Stock Units ("RSU's") granted under the Company's 2010 Long-Term Incentive plan on August 21, 2014.