SEC Form 4 · accession 0001493152-16-007418
BALLANTYNE STRONG, INC. · BTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Roschman
Director
Period of report
Aug 18, 2015
Accepted (ET)
Feb 16, 2016 · 1:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946454
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 18, 2015 | P | 750 | $4.50 | A | 9,801 | D | |
| Common Stock | Aug 24, 2015 | P | 2,250 | $4.30 | A | 12,051 | D | |
| Common Stock | Aug 25, 2015 | P | 200 | $4.15 | A | 12,251 | D | |
| Common Stock | Nov 10, 2015 | P | 21 | $4.31 | A | 12,272 | D | |
| Common Stock | Nov 11, 2015 | P | 724 | $4.31 | A | 12,996 | D | |
| Common Stock | Nov 13, 2015 | P | 1,500 | $4.37 | A | 14,496 | D | |
| Common Stock | Nov 17, 2015 | P | 600 | $4.34 | A | 15,096 | D | |
| Common Stock | Nov 18, 2015 | P | 200 | $4.34 | A | 15,296 | D | |
| Common Stock | Nov 20, 2015 | P | 755 | $4.31 | A | 16,051 | D | |
| Common Stock | Nov 20, 2015 | P | 1,500 | $4.37 | A | 17,551 | D | |
| Common Stock | Nov 24, 2015 | P | 900 | $4.28 | A | 18,451 | D | |
| Common Stock | Dec 17, 2015 | P | 100 | $4.50 | A | 18,551 | D | |
| Common Stock | Dec 21, 2015 | P | 900 | $4.50 | A | 19,451 | D |
Table II — derivative securities
No Table II lines on this filing.