SEC Form 4 · accession 0001493152-15-006188

BALLANTYNE STRONG, INC. · BTN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO and Executive Chairman · Director · 10% Owner

Period of report

Dec 9, 2015

Accepted (ET)

Dec 11, 2015 · 2:30 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000946454

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 9, 2015	P	925	$4.65	A	—	D
Common Stock	Dec 9, 2015	P	2,288	$4.66	A	93,197	D
Common Stock	Dec 9, 2015	P	7,512	$4.70	A	100,709	D
Common Stock	Dec 10, 2015	P	350	$4.65	A	101,059	D
Common Stock	Dec 10, 2015	P	675	$4.69	A	101,734	D
Common Stock	Dec 10, 2015	P	100	$4.70	A	101,834	D
Common Stock	Dec 9, 2015	P	788	$4.64	A	788	I	By Spouse
Common Stock	Dec 9, 2015	P	4,012	$4.65	A	4,800	I	By Spouse
Common Stock	Dec 9, 2015	P	6,295	$4.66	A	11,095	I	By Spouse
Common Stock	Dec 10, 2015	P	420	$4.67	A	420	I	By Minor Children
Common Stock	Dec 10, 2015	P	550	$4.68	A	970	I	By Minor Children
Common Stock	Dec 10, 2015	P	80	$4.69	A	1,050	I	By Minor Children
Common Stock^F1	holding	—	—		—	2,288,048	I	Fundamental Global

No Table II lines on this filing.

F1Held by the Fundamental Global entities as of December 7, 2015. Due to his positions with Fundamental Global Investors, LLC and other Fundamental Global entities, Mr. Cerminara may be deemed to be a beneficial owner of Common Stock held by Fundamental Global. Mr. Cerminara disclaims any beneficial ownership of the shares referenced to herein except to the extent of his primary interest therein.