SEC Form 4 · accession 0001437749-15-015625
BALLANTYNE STRONG, INC. · BTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathan D Legband
Officer — SVP, CFO & Treasurer
Period of report
Aug 10, 2015
Accepted (ET)
Aug 12, 2015 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946454
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2015 | P | 547 | $4.20 | A | 0 | D | |
| Common StockF1 | Aug 10, 2015 | P | 2,453 | $4.22 | A | 23,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 20,000 Restricted Stock Units ("RSU's") granted under the Company's 2010 Long-Term Incentive plan on August 21, 2014.