SEC Form 4 · accession 0001437749-15-001204
BALLANTYNE STRONG, INC. · BTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ray Boegner
Officer — Senior Vice President
Period of report
Jan 20, 2015
Accepted (ET)
Jan 26, 2015 · 4:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000946454
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 20, 2015 | A | 20,000 | A | — | — | Common Stock | 20,000 | 50,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Company's common stock. RSUs have been granted under the Company's 2010 Long-Term Incentive Plan.
- F2RSUs fully vest on August 21, 2018 with the opportunity for portions to vest early based on predetermined criteria.