SEC Form 4 · accession 0001140361-18-018944
ASTEA INTERNATIONAL INC · ATEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fredric Etskovitz
Officer — Chief Financial Officer
Period of report
Mar 27, 2018
Accepted (ET)
Apr 18, 2018 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945989
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1 | $3.90 | Mar 27, 2018 | A | 15,000 | A | — | Mar 27, 2028 | Common Stock | 15,000 | 180,000 | D |
Explanation of responses
- F1Exercisable in four (4) equal installments beginning 03/27/2019.