SEC Form 4 · accession 0001140361-16-089905
ASTEA INTERNATIONAL INC · ATEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zack B Bergreen
Officer — Chief Executive Officer · Director
Period of report
Dec 15, 2016
Accepted (ET)
Dec 16, 2016 · 10:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945989
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Dec 15, 2016 | P | 20,800 | $1.45 | A | 1,123,819 | D | |
| COMMON STOCKF2 | holding | — | — | — | 55,803 | I | See Note 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Common Stock held by trusts of which Mr. Bergreen and his wife are the only trustees.
- F2These 55,803 shares are held by a family limited partnership of which Mr. Bergreen is the sole general partner.