SEC Form 4 · accession 0001140361-16-056799
ASTEA INTERNATIONAL INC · ATEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zack B Bergreen
Officer — Chief Executive Officer · Director
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945989
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1 | $1.91 | Mar 3, 2016 | A | 30,000 | A | — | Mar 3, 2026 | Common Stock | 30,000 | 210,000 | D |
Explanation of responses
- F1Exercisable in four (4) equal installments beginning 03/03/17.