SEC Form 4 · accession 0001179110-18-013132
Climb Global Solutions, Inc. · CLMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Richart Geygan Geygan
Director
Period of report
Nov 20, 2018
Accepted (ET)
Nov 23, 2018 · 1:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945983
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 20, 2018 | P | 1,870 | $11.42 | A | 128,278 | I | Held by GVIC |
| Common Stock | Nov 20, 2018 | J | 0 | $0.00 | A | 8,930 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities are held in account(s) managed indirectly by Global Value Investment Corporation ("GVIC") which is controlled the reporting person. The reporting person does not have any direct or indirect pecuniary interest in the managed account(s) because the reporting person (i) does not receive any incentive compensation from the managed account(s) and (ii) does not have a direct or indirect interest in the managed account(s).
- F2The securities may be deemed to be beneficially owned by the reporting person because he controls the registered investment adviser, which may be deemed to have beneficial ownership of the securities because it serves as the investment manager to separate managed accounts. The reporting person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F3There are no transactions being reported on this line item of this Form 4, it is being used to report the Direct ownership of the reporting person.