SEC Form 4 · accession 0000945841-19-000015
POOL CORP · POOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
De La Mesa Manuel J Perez
Officer — VICE CHAIRMAN · Director
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2019 | M | 10,000 | $18.44 | A | 69,041 | D | |
| Common StockF1 | Feb 25, 2019 | S | 10,000 | $160.008 | D | 59,041 | D | |
| Common Stock | Feb 26, 2019 | M | 10,000 | $18.44 | A | 69,041 | D | |
| Common StockF2 | Feb 26, 2019 | S | 10,000 | $161.4136 | D | 59,041 | D | |
| Common Stock | Feb 26, 2019 | M | 10,000 | $18.44 | A | 69,041 | D | |
| Common StockF3 | Feb 26, 2019 | S | 10,000 | $160.174 | D | 59,041 | D | |
| Common Stock | Feb 26, 2019 | M | 10,000 | $18.44 | A | 69,041 | D | |
| Common StockF4 | Feb 26, 2019 | S | 10,000 | $160.6647 | D | 59,041 | D | |
| Common Stock | Feb 26, 2019 | M | 10,000 | $18.44 | A | 69,041 | D | |
| Common StockF5 | Feb 26, 2019 | S | 10,000 | $160.2438 | D | 59,041 | D | |
| Common Stock | Feb 26, 2019 | M | 400 | $18.44 | A | 59,441 | D | |
| Common Stock | Feb 26, 2019 | S | 400 | $161.50 | D | 59,041 | D | |
| Common Stock | Feb 25, 2019 | G | 200 | $0.00 | D | 212,230 | I | by Trust |
| Common Stock | holding | — | — | — | 640,032 | I | by Family Trusts | |
| Common Stock | holding | — | — | — | 5,000 | I | by Immediate Family |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F6 | $18.44 | Feb 25, 2019 | M | 10,000 | D | May 5, 2012 | May 5, 2019 | Common Stock | 10,000 | 79,252 | D |
| Non-Qualified Stock Option (right to buy)F6 | $18.44 | Feb 26, 2019 | M | 10,000 | D | May 5, 2012 | May 5, 2019 | Common Stock | 10,000 | 69,252 | D |
| Non-Qualified Stock Option (right to buy)F6 | $18.44 | Feb 26, 2019 | M | 10,000 | D | May 5, 2012 | May 5, 2019 | Common Stock | 10,000 | 59,252 | D |
| Non-Qualified Stock Option (right to buy)F6 | $18.44 | Feb 26, 2019 | M | 10,000 | D | May 5, 2012 | May 5, 2019 | Common Stock | 10,000 | 49,252 | D |
| Non-Qualified Stock Option (right to buy)F6 | $18.44 | Feb 26, 2019 | M | 10,000 | D | May 5, 2012 | May 5, 2019 | Common Stock | 10,000 | 39,252 | D |
| Non-Qualified Stock Option (right to buy)F6 | $18.44 | Feb 26, 2019 | M | 400 | D | May 5, 2012 | May 5, 2019 | Common Stock | 400 | 38,852 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.00 to $160.05, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.00 to $161.675, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.00 to $160.50, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.60 to $160.75, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.10 to $160.46, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F6The option vests 50% 3 years from the grant date with the remaining 50% vesting 5 years from the grant date.