SEC Form 4 · accession 0000945841-18-000096

POOL CORP · POOL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

De La Mesa Manuel J Perez

Officer — PRESIDENT/CEO · Director

Period of report

Jun 28, 2018

Accepted (ET)

Aug 22, 2018 · 7:34 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000945841

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Aug 20, 2018	M	1,257	$18.44	A	60,258	D
Common Stock^F1	Aug 20, 2018	S	1,257	$161.0099	D	59,001	D
Common Stock	Aug 20, 2018	M	10,000	$18.44	A	69,001	D
Common Stock^F2	Aug 20, 2018	S	10,000	$160.8184	D	59,001	D
Common Stock	Aug 20, 2018	M	3,544	$18.44	A	62,545	D
Common Stock^F3	Aug 20, 2018	S	3,544	$160.5037	D	59,001	D
Common Stock	Aug 21, 2018	M	10,000	$18.44	A	69,001	D
Common Stock^F4	Aug 21, 2018	S	10,000	$162.2685	D	59,001	D
Common Stock	Aug 21, 2018	M	5,199	$18.44	A	64,200	D
Common Stock^F5	Aug 21, 2018	S	5,199	$162.1298	D	59,001	D
Common Stock	Aug 21, 2018	M	10,000	$18.44	A	69,001	D
Common Stock^F6	Aug 21, 2018	S	10,000	$161.599	D	59,001	D
Common Stock	Aug 9, 2018	G	240	$0.00	D	660,432	I	by Family Trusts
Common Stock	Jun 28, 2018	G	100	$0.00	D	192,230	I	by Trust
Common Stock	Jul 12, 2018	G	290	$0.00	D	191,940	I	by Trust
Common Stock	Aug 9, 2018	G	240	$0.00	A	192,180	I	by Trust
Common Stock	holding	—	—		—	5,000	I	by Immediate Family

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non-Qualified Stock Option (right to buy)^F7	$18.44	Aug 20, 2018	M	1,257	D	May 5, 2012	May 5, 2019	Common Stock	1,257	158,743	D
Non-Qualified Stock Option (right to buy)^F7	$18.44	Aug 20, 2018	M	10,000	D	May 5, 2012	May 5, 2019	Common Stock	10,000	148,743	D
Non-Qualified Stock Option (right to buy)^F7	$18.44	Aug 20, 2018	M	3,544	D	May 5, 2012	May 5, 2019	Common Stock	3,544	145,199	D
Non-Qualified Stock Option (right to buy)^F7	$18.44	Aug 21, 2018	M	10,000	D	May 5, 2012	May 5, 2019	Common Stock	10,000	135,199	D
Non-Qualified Stock Option (right to buy)^F7	$18.44	Aug 21, 2018	M	5,199	D	May 5, 2012	May 5, 2019	Common Stock	5,199	130,000	D
Non-Qualified Stock Option (right to buy)^F7	$18.44	Aug 21, 2018	M	10,000	D	May 5, 2012	May 5, 2019	Common Stock	10,000	120,000	D

Explanation of responses

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.00 to $161.10, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.50 to $161.19, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.50 to $160.62, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.80 to $162.77, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.00 to $162.25, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.16 to $161.905, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F7The option vests 50% 3 years from the grant date with the remaining 50% vesting 5 years from the grant date.