SEC Form 4 · accession 0000945841-17-000134
POOL CORP · POOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
De La Mesa Manuel J Perez
Officer — PRESIDENT/CEO · Director
Period of report
Jul 27, 2017
Accepted (ET)
Oct 25, 2017 · 7:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 23, 2017 | M | 10,000 | $20.34 | A | 61,708 | D | |
| Common Stock | Oct 23, 2017 | S | 10,000 | $120.25 | D | 51,708 | D | |
| Common Stock | Oct 23, 2017 | M | 37,628 | $20.34 | A | 89,336 | D | |
| Common Stock | Oct 23, 2017 | S | 37,628 | $120.8612 | D | 51,708 | D | |
| Common Stock | Jul 27, 2017 | G | 1,905 | $0.00 | D | 660,672 | I | by Family Trusts |
| Common Stock | Jul 27, 2017 | G | 1,905 | $0.00 | A | 192,560 | I | by Trust |
| Common Stock | Aug 16, 2017 | G | 230 | $0.00 | D | 192,330 | I | by Trust |
| Common Stock | holding | — | — | — | 5,000 | I | by Immediate Family |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $20.34 | Oct 23, 2017 | M | 10,000 | D | Feb 26, 2011 | Feb 26, 2018 | Common Stock | 10,000 | 67,628 | D |
| Non-Qualified Stock Option (right to buy)F1 | $20.34 | Oct 23, 2017 | M | 37,628 | D | Feb 26, 2011 | Feb 26, 2018 | Common Stock | 37,628 | 30,000 | D |
Explanation of responses
- F1The option vests 50% 3 years from the grant date with the remaining 50% vesting 5 years from the grant date.