SEC Form 4 · accession 0000945841-17-000024
POOL CORP · POOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
De La Mesa Manuel J Perez
Officer — PRESIDENT/CEO · Director
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 7:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2017 | M | 10,000 | $37.85 | A | 52,576 | D | |
| Common StockF1 | Feb 21, 2017 | S | 10,000 | $116.8327 | D | 42,576 | D | |
| Common Stock | Feb 21, 2017 | M | 10,000 | $37.85 | A | 52,576 | D | |
| Common StockF2 | Feb 21, 2017 | S | 10,000 | $116.7622 | D | 42,576 | D | |
| Common Stock | Feb 22, 2017 | M | 1,500 | $37.85 | A | 44,076 | D | |
| Common Stock | Feb 22, 2017 | S | 1,500 | $116.75 | D | 42,576 | D | |
| Common Stock | holding | — | — | — | 662,577 | I | by Family Trusts | |
| Common Stock | holding | — | — | — | 5,000 | I | by Immediate Family | |
| Common Stock | holding | — | — | — | 190,655 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $37.85 | Feb 21, 2017 | M | 10,000 | D | May 8, 2010 | May 8, 2017 | Common Stock | 10,000 | 20,000 | D |
| Non-Qualified Stock Option (right to buy)F3 | $37.85 | Feb 21, 2017 | M | 10,000 | D | May 8, 2010 | May 8, 2017 | Common Stock | 10,000 | 10,000 | D |
| Non-Qualified Stock Option (right to buy)F3 | $37.85 | Feb 22, 2017 | M | 1,500 | D | May 8, 2010 | May 8, 2017 | Common Stock | 1,500 | 8,500 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.75 to $116.93, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.75 to $116.895, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F3The option vests 50% on May 8, 2010 with the remaining 50% vesting on May 8, 2012.