SEC Form 4 · accession 0000945841-16-000173
POOL CORP · POOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth G St Romain
Officer — GROUP VICE PRESIDENT
Period of report
Jan 12, 2016
Accepted (ET)
Jan 14, 2016 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 12, 2016 | M | 9,000 | $38.79 | A | 121,642 | D | |
| Common Stock | Jan 12, 2016 | F | 4,605 | $75.80 | D | 117,037 | D | |
| Common Stock | Jan 12, 2016 | F | 1,491 | $75.80 | D | 115,546 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $38.79 | Jan 12, 2016 | M | 9,000 | D | Feb 8, 2009 | Feb 8, 2016 | Common Stock | 9,000 | 0 | D |
Explanation of responses
- F1The option vests 50% 3 years from the grant date with the remaining 50% vesting 5 years from the grant date.