SEC Form 4 · accession 0000945841-15-000151
POOL CORP · POOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Stokely
Director
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 12, 2015 | M | 4,800 | $21.15 | A | 33,197 | D | |
| Common StockF1 | Nov 12, 2015 | S | 4,800 | $81.7616 | D | 28,397 | D | |
| Common Stock | Nov 12, 2015 | M | 8,500 | $38.79 | A | 36,897 | D | |
| Common StockF1 | Nov 12, 2015 | S | 8,500 | $81.7616 | D | 28,397 | D | |
| Common Stock | Nov 13, 2015 | M | 6,718 | $21.15 | A | 35,115 | D | |
| Common StockF2 | Nov 13, 2015 | S | 6,718 | $80.6479 | D | 28,397 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $21.15 | Nov 12, 2015 | M | 4,800 | D | May 6, 2009 | May 6, 2018 | Common Stock | 4,800 | 9,318 | D |
| Non-Qualified Stock Option (right to buy) | $21.15 | Nov 13, 2015 | M | 6,718 | D | May 6, 2009 | May 6, 2018 | Common Stock | 6,718 | 2,600 | D |
| Non-Qualified Stock Option (right to buy) | $38.79 | Nov 12, 2015 | M | 8,500 | D | Feb 8, 2007 | Feb 8, 2016 | Common Stock | 8,500 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.50 to $82.09, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.50 to $81.05, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.