SEC Form 4 · accession 0000945841-15-000143
POOL CORP · POOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew W Code
Director
Period of report
Jul 6, 2015
Accepted (ET)
Nov 5, 2015 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 6, 2015 | G | 2,919 | $0.00 | D | 2,846 | D | |
| Common Stock | Nov 4, 2015 | M | 14,118 | $21.15 | A | 16,964 | D | |
| Common StockF1 | Nov 4, 2015 | S | 14,118 | $83.7101 | D | 2,846 | D | |
| Common Stock | Jul 6, 2015 | G | 2,919 | $0.00 | A | 112,919 | I | by Family Trust |
| Common Stock | Sep 23, 2015 | G | 20,000 | $0.00 | D | 92,919 | I | by Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $21.15 | Nov 4, 2015 | M | 14,118 | D | May 6, 2009 | May 6, 2018 | Common Stock | 14,118 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.51 to $84.26, inclusive. The reporting person undertakes to provide to Pool Corporation, any security holder of Pool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.