SEC Form 4 · accession 0001209191-17-064043
IXYS, LLC · IXYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Thorburn
Director
Period of report
Dec 5, 2017
Accepted (ET)
Dec 5, 2017 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2017 | M | 11,100 | $12.25 | A | 16,272 | D | |
| Common Stock | Dec 5, 2017 | S | 10,000 | $23.95 | D | 6,272 | D | |
| Common Stock | Dec 5, 2017 | S | 1,100 | $23.80 | D | 5,172 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $12.25 | Dec 5, 2017 | M | 11,100 | D | Sep 16, 2012 | Sep 16, 2021 | Common Stock | 11,100 | 28,900 | D |