SEC Form 4 · accession 0001209191-17-038187
IXYS, LLC · IXYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nathan Zommer
Officer — Chairman of the Board; CEO · Director · 10% Owner
Period of report
Jun 5, 2017
Accepted (ET)
Jun 6, 2017 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2017 | M | 200,000 | $10.30 | A | 4,902,845 | D | |
| Common StockF1 | Jun 5, 2017 | F | 129,560 | $15.90 | D | 4,773,285 | D | |
| Common StockF2 | Jun 5, 2017 | F | 19,260 | $15.90 | D | 4,754,025 | D | |
| Common Stock | holding | — | — | — | 2,000,000 | I | By Sharkz L.P. | |
| Common Stock | holding | — | — | — | 50 | I | As custodian |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $10.30 | Jun 5, 2017 | M | 200,000 | D | Jun 7, 2011 | Jun 7, 2017 | Common Stock | 200,000 | 235,000 | D |
Explanation of responses
- F1Constitutes shares withheld for aggregate exercise price.
- F2Constitutes shares withheld for tax withholding.