SEC Form 4 · accession 0001209191-17-022669
IXYS, LLC · IXYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Joon Lee
Director
Period of report
Mar 23, 2017
Accepted (ET)
Mar 23, 2017 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 23, 2017 | M | 600 | $11.14 | A | 5,600 | D | |
| Common Stock | Mar 23, 2017 | S | 600 | $14.30 | D | 5,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $11.14 | Mar 23, 2017 | M | 600 | D | Aug 28, 2016 | Aug 28, 2025 | Common Stock | 600 | 33,150 | D |
Remarks
The transactions occurred pursuant to the reporting person's 10b5-1 plan.