SEC Form 4 · accession 0001209191-17-021883
IXYS, LLC · IXYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald L Feucht
Director
Period of report
Mar 20, 2017
Accepted (ET)
Mar 20, 2017 · 8:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000945699
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2017 | M | 5,000 | $11.50 | A | 5,000 | D | |
| Common Stock | Mar 20, 2017 | S | 5,000 | $14.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $11.50 | Mar 20, 2017 | M | 5,000 | D | Sep 5, 2009 | Sep 5, 2018 | Common Stock | 5,000 | 83,500 | D |
Remarks
The transactions occurred pursuant to the reporting person's 10b5-1 plan.